Preparing a prospectus

The first page should contain the following information: title, student’s name, adviser’s name, Yale University Physics Department, and date. Prospectus should also include an abstract. The faculty adviser and the student’s core thesis committee should read and approve the thesis prospectus before it is submitted to the Physics Graduate Registrar’s office. Here is the approval form. The submission should be done electronically in PDF format. In addition each student will present their thesis Prospectus in an oral presentation (Powerpoint or similar) to their core thesis committee (before the end of their third year).

The following is an excerpt from the Graduate School Programs and Policy Bulletin describing the prospectus:

The prospectus should be viewed as a preliminary statement of what the student proposes to do in his or her dissertation and not as an unalterable commitment. The appropriate form and typical content of a prospectus inevitably vary from field to field. In most cases, however, a prospectus should contain the following information:

  1. A statement of the topic of the dissertation and an explanation of its importance. What in general might one expect to learn from the dissertation that is not now known, understood, or appreciated?
  2. A concise review of what has been done on the topic in the past. Specifically, how will the proposed dissertation differ from or expand upon previous work? A basic bibliography should normally be appended to this section.
  3. A statement of where most of the work will be carried out - for example, in the Yale library or another library or archive, in the laboratory of a particular faculty member, or as part of a program of field work at specific sites in the United States or abroad.
  4. If the subject matter permits, a tentative proposal for the internal organization of the dissertation - for example, major sections, subsections, sequence of chapters.
  5. A provisional timetable for completion of the dissertation.

Although it is difficult to prescribe a standard length for the prospectus, it should be long enough to include essential information for the proposed topics but not overly long. Seven to ten pages, excluding figures and bibliography, should be appropriate in most cases. The prospectus should be written in a manner comprehensible to people who are not experts in your particular subfield. A concise introduction to the subject is therefore essential.